Published Books

In addition to a range of conference papers and journal articles, the primary outputs from the project are two major books.

Book 1: DEMOCRACY: LEADERSHIP AND COMMUNITY INVOLVEMENT

The first is edited by Michael Haus, Hubert Heinelt and Murray Stewart, and published by Routledge in 2004. It presents a theoretical framework for understanding the relationship between leadership and community involvement and for assessing the capacity of local governance to deliver more effective as well as more legitimate policy outcomes. The book, involving authors from all the national research teams, provides an innovative conceptual framework which has been used to analyse the eighteen cities. The book explores and substantiates the argument that the complementarity between participation and leadership is a crucial question for increasing the quality of urban governance.

Aims

The main aim of this book is to make the case for putting urban leadership and community involvement together at the heart of research and policy relating to the conditions of good urban governance, and to explore and substantiate the argument that complementarity between both aspects is a crucial question. This takes in a review of the state of research carried out so far on these subjects, identification of the most appropriate and relevant research considerations, formulation of plausible hypotheses on the possible complementarities between urban leadership and community involvement (CULCI), and a re-interpretation of concepts and theories . This links theoretical, conceptual and comparative perspectives to reflect on the practical relevance of the book’s main questions with respect to "democratic choices for cities".

 

List of Content

DEMOCRACY: LEADERSHIP AND COMMUNITY INVOLVEMENT

 

Chapter 1. Introduction by Michael Haus, Hubert Heinelt and Murray Stewart

Chapter 2. How to achieve Governability at the Local Level? by Michael Haus and Hubert Heinelt

Chapter 3. Leadership, community involvement and institutional arenas by Bas Denters and Pieter-Jan Klok

Chapter 4. Institutional Settings of Leadership and Community Involvement by Henry Bäck

Chapter 5. States in Transition: From statism to democracy by Pawel Swianiewicz

Chapter 6. Cities in the Multi-level Governance by Laurence Carmichael

Chapter 7. Collaboration in Multi-actor Governance by Murray Stewart

Chapter 8. Changes in Urban Political Leadership by Panagiotis Getimis and Despoina Grigoriadou

Chapter 9. Leading Localities – Rethinking the Agenda by Robin Hambleton

Chapter 10. Legitimacy and Community Involvement by Jan Erling Klausen and David Sweeting

Chapter 11. Participation and leadership in planning theory and practice by Alessandro Balducci and Claudio Calvaresi

 

 

The editors

Michael Haus was born in 1970 in Wiesbaden (Germany). He obtained his PhD in Political Science from the University of Heidelberg in 1999. Since 2000, he has been working at the Institute for Political Science at Darmstadt University of Technology (since 2000 as an Assistant Professor). His current research focuses on the institutional design of local government in a comparative perspective. Recent publications relevant to the theme of the proposed volume include:

  • Bürgergesellschaft, soziales Kapital und lokale Politik, Leske & Budrich: Opladen 2002 (editor).
  • Modernisierungstrends in lokaler Politik und Verwaltung aus der Sicht leitender Kommunalbediensteter. Eine vergleichende Analyse", in Bogumil J (ed.): Kommunale Entscheidungsprozesse im Wandel. Theoretische und empirische Analysen, Leske & Budrich, Opladen, 111-136 (together with Michael Haus).

Hubert Heinelt, born in 1952 in Wunstorf (Germany), is currently professor for public administration/public policy and urban studies at the Institut für Politikwissenschaft of Darmstadt University of Technology. He obtained his PhD on social policy from the University of Hannover in 1980, and a Habilitation for political science from the University of Hannover in 1990. His current research focuses on local policy and politics (involved in the UDITE Leadership Study with Poul Erik Mouritzen, Michael Goldsmith and others), on European integration and EU cohesion policy (two research projects on the historical development of the EU structural funds and the relation of the structural funds and national regional policies funded by the German Research Council and the Hans-Böckler-Foundation), as well as on issues of participatory governance (co-ordinator in the project "Achieving sustainable and innovative policies through participatory governance in a multi-level context" funded by the European Commission under the 5th Framework Programme). He is chair (together with Jörg Bogumil and Angelika Vetter) of the study group "Lokale Politikforschung" of the German Political Science Association (DVPW), a member of the executive board of the European Urban Research Association (EURA), as well as co-editor (with Bernhard Blanke, Roland Czada, Adrienne Héritier, Gerhard Lehmbruch and Manfred G. Schmidt) of the series Gesellschaftspolitik und Staatstätigkeit of Leske & Budrich, Opladen. His recent publications, relevant to the volume proposed here, include:

    • Brennpunkt Stadt. Stadtpolitik und lokale Politikforschung in den 80er und 90er Jahren (Stadtforschung aktuell 31), Birkhäuser: Basel/Boston/Berlin 1991 (editor, together with Hellmut Wollmann)
    • Politik in europäischen Städten. Fallstudien zur Bedeutung lokaler Politik (Stadtforschung aktuell 38), Birkhäuser: Basel/Boston/Berlin 1993 (editor, together with Margit Mayer)
    • Policy Networks and European Structural Funds. A Comparison between Member States, Avebury: London 1996 (together with Randall Smith)
    • Zivile Gesellschaft. Entwicklung, Defizite und Potentiale, Leske & Budrich: Opladen 1997 (together with Klaus M. Schmals)
    • Modernisierung der Kommunalpolitik. Neue Wege zur Ressourcenmobilisierung, Leske & Budrich: Opladen 1997 (together with Margit Mayer)
    • Lokale „Agenda 21"-Prozesse. Erklärungsansätze, Konzepte, Ergebnisse, Leske & Budrich: Opladen 1997 (together with Eberhard Mühlich)
    • Vom Verwaltungsstaat zum Verhandlungsstaat. Netzwerke, Mehrebenenpolitik, Politikverflechtung, in: Blanke/Bandemer/Nullmeier/Wewer (Eds.): Handbuch der Verwaltungsmodernisierung, Leske & Budrich: Opladen 1998, 18-25
    • Regionale Strukturpolitik im europäischen Mehrebenensystem, in: Benz/Holtmann (Eds.): Gestaltung regionaler Politik. Empirische Befunde, Erklärungsansätze und Praxistransfer, Leske & Budrich: Opladen. 1998, 127-134
    • Capacities for Action at the Local Level. in: Blanke/Smith (eds.): Cities in Transition, Macmillan: Basingstoke/London 1999, S. 199-214 (together with Nicola Staeck)
  • Modernisierungstrends in lokaler Politik und Verwaltung aus der Sicht leitender Kommunalbediensteter. Eine vergleichende Analyse", in Bogumil J (ed.): Kommunale Entscheidungsprozesse im Wandel. Theoretische und empirische Analysen, Leske & Budrich, Opladen, 111-136 (together with Michael Haus).

Murray Stewart was born in 1939 in Edinburgh, Scotland. With a degree in Political economy he has worked in the British civil service in London, and at the Universities of Glasgow, Kent at Canterbury, Bristol and West of England. He was Director of the School for Advanced Urban studies, Bristol from 1983-88 and has been Director of the Cities research centre at the University of the West of England, Bristol 1997-2002. He is engaged with two European Framework 5 projects – he leads the PLUS project to which this submission relates and is also part of an eight country neighbourhood sustainability project led from Sophia Antipolis. Within the UK his current research activities include participation in the national evaluations of the New Deal for Communities and of Local Strategic Partnerships. He led the major DTLR project on co-ordination of area-based initiatives and has recently completed an ESRC project on leadership in urban governance, and was part of the team undertaking the Bristol Integrated City project within the ESRC Cities: Competition and Cohesion programme. He was a member of the Social Exclusion Unit PAT 17 Policy Action Team, (Joining It Up Locally), and is the academic member of the Regional Co-ordination Unit Advisory Group. He was a Board member of the Bristol Regeneration Partnership 1996-2002 and from 1994-1998 he chaired the Bristol Common Purpose advisory group. He is Deputy Chairman (and South West Trustee) of the Lloyds/TSB Foundation for England and Wales.

Relevant recent publications include

    • Cross-cutting Issues affecting Local Government, London: Department of the Environment, Transport and the Regions, 1999
    • `Community Governance' Chapter 11, in Barton (ed): Sustainable Communities, London: Earthscan 2000
    • Community Leadership in Area Regeneration, JRF Report, Bristol: The Policy Press 2000
    • Understanding Collaboration : International perspectives on Theory, Method and Practice. Proceedings of an International Conference, Bristol 2000 (with D. Purdue)
    • Compliance or Collaboration in Urban Governance’ Chapter 8 in Cars, Healey, Madanipour, and DeMagalhaes (eds).Urban governance, Institutional capacity, and Social milieux. Aldershot: Ashgate
    • Globalism and Local Democracy (ed. with R. Hambleton and H. Savitch.)

Collaboration and Co-ordination in Area-based initiatives DTLR/NRU 2002

 

Book 2: LEADERSHIP AND PARTICIPATION Searching for Sustainability in European Cities

A second book, edited by Panagiotis Getimis, Hubert Heinelt and David Sweeting, is expected to be published in late 2005. This second book will set out the findings from the project.

Aims

The second book will present the comparative empirical findings from the project.

In keeping with the spirit of the European funding, the project and the group of authors involved in this book address experiences of EU member states ( England, Germany, Italy, the Netherlands, Sweden and Greece) and of accession countries (Poland), as well as of non EU member state experiences from Norway.

The main theme of the book is the relationship between two key issues in the on-going debate on urban governance – leadership and community involvement. The research project has studied these issues in 16 cities from 8 countries. In each city one case in the field of social inclusion and one case in the area of promotion urban competitiveness were analysed, making 32 cases of urban intervention the subject of empirical investigation. Findings will illuminate the various different mechanisms that may potentially arise between leadership and community involvement within different institutional environments and contexts and the various degrees therein in terms of their complementarity that lead to (or not) more or less effective and legitimate policy outcomes. The book’s principal themes are underpinned by a specifically developed common theoretical approach and methodological model (presented in detail the first book) and will aim to present, analyse and disseminate practical knowledge about the complementary of urban leadership and community involvement and its outcomes.

 

List of Content

LEADERSHIP AND PARTICIPATION Searching for Sustainability in European Cities

Chapter 1 Introduction by Panagiotis Getimis Hubert Heinelt and David Sweeting

Chapter 2 Sustainability and Policy Challenge by Michael Haus and Hubert Heinelt

Chapter 3 Measuring Institutinal performance by Bas Denters and Pieter-Jan Klok

Chapters 4 – 11 Chapters on the eight individual countries covered by the study

Chapter 12 Political leadership and CULCI by Panagiotis Getimis and Despoina Grigoriadou

Chapter 13 City Leadership in the European Multi-level Governance by Laurence Carmichael

Chapter 14 Community Involvement and CULCI by Joanna Howard, Jan Erling Klausen and David Sweeting

Chapter 15 Restrictions, Opportunities and incentives for leadership and involvement by Henry Bäck

Chapter 16 Political Culture and CULCI by Pawel Swianiewicz

Chapter 17 Institutional Conditions for CULCI: theory and practice by Bas Denters and Pieter-Jan Klok

Chapter 18 The Co-existence of Legitimation and effectiveness in CULCI by Panagiotis Getimis, Eleni Kyrou and Despoina Grigoriadou

The Editors

Panayiotis Getimis, born in Patras (Greece) in 1952, is currently a Professor for Urban and Regional Politics and planning at Panteion University of Social and Political Sciences of Athens. He obtained his PhD on Urban and Regional Policy, from the Technical University of Berlin (1980). He is a founding member and co-Director of the journal TOPOS: review of urban and regional studies (ISSN 1105-3267). He is the Director of Research Institute of Urban Environment and Human Resources at Panteion University. He has been the President of the Scientific Board of the National Center for Public Administration from 1998 until 2001 and Vice-Vector of Panteion University from 1993-1998. His current research focuses on urban and regional policy, European integration and cohesion policy and on issues of local policies and governance. His publications relevant to the volume proposed here include:

  • Urban and Regional Development in the New Europe, Athens: TOPOS/URDP 1992 (editor, together with Grigoris Kafkalas).
  • Urban and Regional Development: theory, analysis and policy, Themelio, Athens 1992 (editor, together with Grigoris Kafkalas and N. Maraveyias).
  • "Local development and forms of regulation: fragmentation and hierarchy of spatial policies in Greece", Geoforum, vol.23, No 1, pp.73-83 (together with Grigoris Kafkalas).
  • "Local structures and spatial policies in Greece" In: Garofoli G. (ed.): Endogenous development and Southern Europe, Avebury 1992 (together with E. Andrikopoulou Grigoris Kafkalas)..
  • "Social conflicts and the limits of Urban Policies" In: Dunford, M. and Kafkalas (eds.): Cities and regions in the new Europe: the global – local interplay and spatial development strategies, Belhaven, London 1992.
  • The Welfare State and Social Policy, Themelio, Athens 1993 (editor, together with Sakis Gravaris et al.).
  • "Greece" In: Heinelt, H. and Smith, R. (eds): Policy Networks and European Structural Funds, Avebury, Alderhot 1996 (together with Dimitris Ecomomou).
  • "Urban policies and urban social movements" In: Economou, D. and Petrakos, G. (eds.): The Development of Greek Cities, Interdisciplinary approach of urban analysis and policy, Athens, Gutenberg 1999.
  • "The development of environmental policy in Greece" In: Heinelt, H., Smith, R., Malek, T., Toller, A. (ed) European Union Environmental policy and new forms of Governance. A study of the implementation on environmental impact assessment directive and the eco-management and audit scheme regulation in three member states, Ashgate, Aldershot 2001, pp. 289-294 (together with Gina Giannakourou).
  • Participatory Governance in Multi-Level Contrext – Concepts and Experience, Leske + Budrich, Opladen 2002 (editor, together with Hubert Heinelt, Grigoris Kafkalas, Randall Smith und Erik Swyngedouw).
  • "Improving European Union Regional Policy by Learning from the Past in View of Enlargement". European Planning Studies, Vol. 11, No 1, pp.77-87.

 

Hubert Heinelt (see in Book 1 above, in the "editors" section).

David Sweeting was born in Gloucestershire, England in 1968. He is Research Fellow in the Cities Research Centre at the University of the West of England, Bristol. He studied Social Policy at the University of Portsmouth and Public Administration at the London School of Economics and Political Science, before he was awarded a PhD in 2000 for his thesis on local democracy in local governance, also from the University of Portsmouth. His research interests include public participation, local political leadership, and comparative local governance studies. He has worked on a study called ‘leadership in urban governance’ funded by the UK Economic and Social Research Council’s Cities: Competitiveness and Cohesion Programme, and (with Annick Magnier, Hubert Heinelt and others) on the Political Leaders in European Cities research project. He has published book chapters and journal articles on interactive governance, municipal decision-making, and local political leadership. Recent publications relevant to the theme of the proposed volume include:

  • Leadership and partnership in urban governance: evidence from London, Bristol, and Glasgow, in M. Boddy and M. Parkinson, City Matters, Bristol 2004 (with R. Hambleton, C. Huxham,  M. Stewart and S. Vangen).
  • "How strong is the Mayor of London?", Policy and Politics, Vol. 31, No. 4, 2002: 465-78.
  • "Leadership in urban governance: the Mayor of London", Local Government Studies, Vol. 28, No. 1, Spring 2002: 3-21.
  • "Legitimacy, citizen participation, and community involvement in governance", in Haus, M/Heinelt, H./Stewart, M. (eds.): Urban Governance and Democracy: Leadership and Community Involvement London (forthcoming) (with Jan-Erling Klausen).
  • "American leadership for English Cities", Public Administration Review, 2004 (forthcoming) (with Robin Hambleton).